abercrombie kids uk Republic of China Securities I

Republic of China Securities Investment Fund Law


More than five times the illegal income shall be imposed; there is no illegal income or the illegal income is less than one million yuan, a fine of 100,abercrombie london,000 yuan, a fine of $ 1 million; to the fund or fund share holders of the property damage, liability law ; directly in charge and other directly responsible personnel be given a warning,ed hardy hats, suspend or cancel the qualification Fund, $ 30,000 or more and impose a fine of 300,000 yuan; constitutes a crime,ed hardy jeans, be held criminally responsible. 90 fund managers, fund custodians Article 59 of this Law, the first to sixth and eighth, one of the acts listed. Ordered to make corrections, more than 100,000 yuan at $ 1 million fine; to the fund or fund share holders of property damage, liability according to law; directly in charge and other directly responsible personnel be given a warning, suspend or cancel fund practice qualifications, and impose a $ 30,000 or more 300,000 fine; a crime is constituted, criminal responsibility shall fund managers, fund custodians have the above behaviors, the use of fund assets and property and proceeds obtained, the property fund owned by man. However, the laws, administrative regulations, in accordance with its provisions. Article 91 fund managers, fund custodians Article 59 of this Law, the provisions of the seventh act, except in accordance with the staff be given a warning, suspend or cancel the fund qualification. $ 30,000 or more and impose a fine of 300,000 yuan; to the fund or fund share holders of the property damage, liability according to law.第九十二条 fund managers, fund custodians violate this law, or hold shares of mutual investment, and ordered to make corrections,abercrombie outlet, and may be fined 100,000 yuan. Article 93 Fund, according to information disclosure obligations do not disclose clear information or disclosure of fund information are imaginary like records, misleading statements or material omissions, and ordered to make corrections, confiscate the illegal income and impose a $ 1 million more than 100,000 yuan fine ; to fund share holders damage, liability according to law; directly in charge and other directly responsible personnel be given a warning, suspend or cancel the fund qualifications, and impose a $ 30,000 or more 300,000 fine; form crime,abercrombie kids uk, be held criminally responsible. Article 94 of information disclosure obligations to fund public disclosure of audit reports issued by the fund of information, legal opinions and other documents of the professional bodies should be responsible for the content of their fraud, and ordered to make corrections, confiscate the illegal income, illegal income and impose double a fine of more than five times; the circumstances are serious, shall be ordered to close down, suspend or cancel directly responsible for the relevant qualifications; to fund share holders damage, liability according to law; constitute a crime, be held criminally responsible. Article 95 fund managers or fund custodians are not convened in accordance with the provisions of the General Assembly of the fund shareholders. Ordered to correct and may be fined 50,000 yuan; directly in charge and other directly responsible personnel be given a warning. Suspend or cancel the fund qualification. Article 96 fund managers, fund custodians violate this law, the circumstances are serious, qualified by law to cancel the fund management or fund custodian qualification.第九十七条 fund managers, fund custodians of a special fund custody department employees who violate the provisions of Article 18 of this Law, to fund assets or fund share holders damage, liability according to law; the circumstances are serious, the abolition of fund qualifications; constitute a crime, be held criminally responsible. Article 98 The securities regulatory agency staff, dereliction of duty, abuse, fraud or private agencies to facilitate the use of his position to ask for or accept other people's property, shall be given administrative sanctions; constitutes a crime, be held criminally responsible.第九十九条 violation of this Law, shall bear civil liability and payment of fines, penalties, while the property is insufficient to pay, the first civil liability. In accordance with the provisions of Article 100 of this Law, the fund managers, fund custodians shall bear civil liability and to pay fines, penalties, by the fund managers, fund custodians of its inherent property to bear. Fines collected according to the law, fines and confiscation of illegal income, should be turned over to the state treasury. Chapter XII Supplementary Provisions Article 21 The fund management company or other institution approved by the State Council, to raise funds to specific objects or accept a specific object property entrusted to invest in securities activities in the specific management practices, the principles of this Act by the State Council separately. Article 102 of the funds raised through public issue of shares, the establishment of securities investment companies,ed hardy bags, securities investment activities, management practices, by the State Council separately. Article 103 of the Act from June 1, 2004 shall come into force. A 9 a

相关的主题文章：


abercrombie outlet uk SME credit support Difficult

abercrombie uk The scientific development concept